Operating Systems

5.2.2: Programmed I/O

• As mentioned just above, with programmed I/O the processor moves the data between memory and the device.
  
  
• How does the process know when the device is ready to accept or supply new data?
  
  
• In the simplest implementation, the processor loops continually asking the device. This is called polling or busy waiting.
  
  
• If we poll infrequently, there can be a significant delay between when the I/O is complete and the OS uses the data or supplies new data.
  
  
• If we poll frequently and the device is (sometimes) slow, polling is clearly wasteful, which leads us to ...

5.2.3: Interrupt-Driven (Programmed) I/O

• The device interrupts the processor when it is ready.
  
  
• An interrupt service routine then initiates transfer of the next datum.
  
  
• Normally better than polling, but not always. Interrupts are expensive on modern machines.
  
  
• To minimize interrupts, better controllers often employ ...

5.2.4: I/O Using DMA

• We discussed DMA above.
  
  
• An additional advantage of dma, not mentioned above, is that the processor is interrupted only at the end of a command not after each datum is transferred.
  
  
• Many devices receive a character at a time, but with a dma controller, an interrupt occurs only after a buffer has been transferred.

5.3: I/O Software Layers

Layers of abstraction as usual prove to be effective. Most systems are believed to use the following layers (but for many systems, the OS code is not available for inspection).

1. User-level I/O routines.
   
   
2. Device-independent (kernel-level) I/O software.
   
   
3. Device drivers.
   
   
4. Interrupt handlers.

We will give a bottom up explanation.

5.3.1: Interrupt Handlers

We discussed an interrupt handler before when studying page faults. Then it was called “assembly language code”.

In the present case, we have a process blocked on I/O and the I/O event has just completed. So the goal is to make the process ready. Possible methods are.

• Releasing a semaphore on which the process is waiting.
• Sending a message to the process.
• Inserting the process table entry onto the ready list.

Once the process is ready, it is up to the scheduler to decide when it should run.

5.3.2: Device Drivers

The portion of the OS that “knows” the characteristics of the controller.

The driver has two “parts” corresponding to its two access points. Recall the figure on the right, which we saw at the beginning of the course.

1. Accessed by the main line OS via the envelope in response to an I/O system call. The portion of the driver accessed in this way is sometimes call the “top” part.
2. Accessed by the interrupt handler when the I/O completes (this completion is signaled by an interrupt). The portion of the driver accessed in this way is sometimes call the “bottom” part.

Tanenbaum describes the actions of the driver assuming it is implemented as a process (which he recommends). I give both that view point and the self-service paradigm in which the driver is invoked by the OS acting in behalf of a user process (more precisely the process shifts into kernel mode).

Driver in a self-service paradigm

1. The user (A) issues an I/O system call.
   
   
2. The main line, machine independent, OS prepares a generic request for the driver and calls (the top part of) the driver.
   1. If the driver was idle (i.e., the controller was idle), the driver writes device registers on the controller ending with a command for the controller to begin the actual I/O.
   2. If the controller was busy (doing work the driver gave it previously), the driver simply queues the current request (the driver dequeues this request below).
   
   
3. The driver jumps to the scheduler indicating that the current process should be blocked.
   
   
4. The scheduler blocks A and runs (say) B.
   
   
5. B starts running.
   
   
6. An interrupt arrives (i.e., an I/O has been completed) and the handler is invoked.
   
   
7. The interrupt handler invokes (the bottom part of) the driver.
   1. The driver informs the main line perhaps passing data and surely passing status (error, OK).
   2. The top part is called to start another I/O if the queue is nonempty. We know the controller is free. Why?
      Answer: We just received an interrupt saying so.
   
   
8. The driver jumps to the scheduler indicating that process A should be made ready.
   
   
9. The scheduler picks a ready process to run. Assume it picks A.
   
   
10. A resumes in the driver, which returns to the main line, which returns to the user code.

Driver as a process (Tanenbaum) (less detailed than above)

• The user issues an I/O request. The main line OS prepares a generic request (e.g. read, not read using Buslogic BT-958 SCSI controller) for the driver and the driver is awakened (perhaps a message is sent to the driver to do both jobs).
  1. The driver wakes up.
     1. If the driver was idle (i.e., the controller is idle), the driver writes device registers on the controller ending with a command for the controller to begin the actual I/O.
     2. If the controller is busy (doing work the driver gave it), the driver simply queues the current request (the driver dequeues this below).
  2. The driver blocks waiting for an interrupt or for more requests.
• An interrupt arrives (i.e., an I/O has been completed).
  1. The driver wakes up.
  2. The driver informs the main line perhaps passing data and surely passing status (error, OK).
  3. The driver finds the next work item or blocks.
     1. If the queue of requests is non-empty, dequeue one and proceed as if just received a request from the main line.
     2. If queue is empty, the driver blocks waiting for an interrupt or a request from the main line.

5.3.3: Device-Independent I/O Software

The device-independent code does most of the functionality, but not necessarily most of the code since there can be many drivers all doing essentially the same thing in slightly different ways due to slightly different controllers.

• Naming. Again an important O/S functionality. Must offer a consistent interface to the device drivers.
  • In Unix this is done by associating each device with a (special) file in the /dev directory.
  • The i-nodes for these files contain an indication that these are special files and also contain so called major and minor device numbers.
  • The major device number gives the number of the driver. (These numbers are rather ad hoc, they correspond to the position of the function pointer to the driver in a table of function pointers.)
  • The minor number indicates for which device (e.g., which scsi cdrom drive) the request is intended
  
  
• Protection. A wide range of possibilities are actually done in real systems. Including both extreme examples of everything is permitted and nothing is permitted (directly).
  • In ms-dos any process can write to any file. Presumably, our offensive nuclear missile launchers do not run dos.
  • In IBM and other mainframe OS's, normal processors do not access devices. Indeed the main CPU doesn't issue the I/O requests. Instead an I/O channel is used and the mainline constructs a channel program and tells the channel to invoke it.
  • Unix uses normal rwx bits on files in /dev (I don't believe x is used).
  
  
• Buffering is necessary since requests come in a size specified by the user and data is delivered in a size specified by the device.
  
  
• Enforce exclusive access for non-shared devices like tapes.

5.3.4: User-Space Software

A good deal of I/O code is actually executed in user space. Some is in library routines linked into user programs and some is in daemon processes.

• Some library routines are trivial and just move their arguments into the correct place (e.g., a specific register) and then issue a trap to the correct system call to do the real work.
  
  
• Some, notably standard I/O (stdio) in Unix, are definitely not trivial. For example consider the formatting of floating point numbers done in printf and the reverse operation done in scanf.
  
  
• Printing to a local printer is often performed in part by a regular program (lpr in Unix) and part by a daemon (lpd in Unix). The daemon might be started when the system boots or might be started on demand. I guess it is called a daemon because it is not under the control of any user. A student has suggested that the usage comes from the meaning of daemon in Greek mythology, namely a guardian spirit. Does anyone know the reason.
  
  
• Printing uses spooling, i.e., the file to be printed is copied somewhere by lpr and then the daemon works with this copy. Mail uses a similar technique (but generally it is called queuing, not spooling).

Homework: 10, 13.

5.4: Disks

The ideal storage device is

1. Fast
2. Big (in capacity)
3. Cheap
4. Impossible

When compared to central memory, disks are big and cheap, but slow.

5.4.1: Disk Hardware

Show a real disk opened up and illustrate the components (Done last week).

• Platter
• Surface
• Head
• Track
• Sector
• Cylinder
• Seek time
• Rotational latency
• Transfer rate

Consider the following characteristics of a disk (Done last week).

• RPM (revolutions per minute)
• Seek time. This is actually quite complicated to calculate since you have to worry about, acceleration, travel time, deceleration, and "settling time".
• Rotational latency. The average value is the time for (approximately) one half a revolution.
• Transfer rate, determined by RPM and bit density.
• Sectors per track, determined by bit density
• Tracks per surface (i.e., number of cylinders), determined by bit density.
• Tracks per cylinder (i.e, the number of surfaces)

Overlapping I/O operations is important. Many controllers can do overlapped seeks, i.e. issue a seek to one disk while another is already seeking.

As technology increases the space taken to store a bit decreases, i.e.. the bit density increases. This changes the number of cylinders per inch of radius (the cylinders are closer together) and the number of bits per inch along a given track.

(Unofficial) Modern disks cheat and have more sectors on outer cylinders as on inner one. For this course, however, we assume the number of sectors/track is constant. Thus for us there are fewer bits per inch on outer sectors and the transfer rate is the same for all cylinders. The modern disks have electronics and software (firmware) that hides the cheat and gives the illusion of the same number of sectors on all tracks.

(Unofficial) Despite what tanenbaum says later, it is not true that when one head is reading from cylinder C, all the heads can read from cylinder C with no penalty. It is, however, true that the penalty is very small. Notes

1. Final exam is definitely here at 5pm on 16 dec 2003.
2. The last lecture 2 Dec. will be give by ernie davis (I will be out of town).
3. The following tuesday (9 dec.) is an nyu thursday so we do not meet.
4. I return on the 8th and will have extensive office hours during that week.

Choice of block size

• We discussed this before when studying page size.
• Current commodity disk characteristics (not for laptops) result in about 15ms to transfer the first byte and 10K bytes per ms for subsequent bytes (if contiguous).
  • Rotation rate often 5400 or 7200 RPM with 10k, 15k and (just now) 20k available.
  • Recall that 6000 RPM is 100 rev/sec or one rev per 10ms. So half a rev (the average time for to rotate to a given point) is 5ms.
  • Transfer rates around 10MB/sec = 10KB/ms.
  • Seek time around 10ms.
• This favors large blocks, 100KB or more.
• But the internal fragmentation would be severe since many files are small.
• Multiple block sizes have been tried as have techniques to try to have consecutive blocks of a given file near each other.
• Typical block sizes are 4KB-8KB.

Homework: Consider a disk with an average seek time of 10ms, an average rotational latency of 5ms, and a transfer rate of 10MB/sec.

1. If the block size is 1KB, how long would it take to read a block?
2. If the block size is 100KB, how long would it take to read a block?
3. If the goal is to read 1K, a 1KB block size is better as the remaining 99KB are wasted. If the goal is to read 100KB, the 100KB block size is better since the 1KB block size needs 100 seeks and 100 rotational latencies. What is the minimum size request for which a disk with a 100KB block size would complete faster than one with a 1KB block size?